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Ex-Direct Edge Leader O'Brien Critiques SEC's Market Structure Overhaul
Also, Republican lawmakers Hagerty and Hill scrutinize SEC investor advisory panel after recommendations on crypto and climate
May 26
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Ex-Direct Edge Leader O'Brien Critiques SEC's Market Structure Overhaul
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'Have Them Stand Up.' Gensler's Beefs With Mutual Funds Boil Over at Industry Gathering
Also, what bank CEOs talked about in a private meeting with SEC chief; bill on broker research payments sails through House Financial Services
May 25
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'Have Them Stand Up.' Gensler's Beefs With Mutual Funds Boil Over at Industry Gathering
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Banks Will Soon Learn A Lot More About Where Biden Administration Stands on Mergers
Also, Vanguard CEO delicately discusses ESG politics; more financial groups speak out against New York sovereign debt bill; Katie Porter joins…
May 24
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Banks Will Soon Learn A Lot More About Where Biden Administration Stands on Mergers
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Fight Over Broker Research Payments Sets Off Lobbying Frenzy Ahead of Financial Services Markup
Also, hedge funds sharpen arguments against SEC's swaps reporting rule
May 23
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Fight Over Broker Research Payments Sets Off Lobbying Frenzy Ahead of Financial Services Markup
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Helping Gensler: Proponents Look to Gin Up Support for Push Against Activist Hedge Funds
Also, crypto firms get aid from House's Flood and Torres on custody rule; State Street to give ETF investors more say in voting shares
May 22
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Helping Gensler: Proponents Look to Gin Up Support for Push Against Activist Hedge Funds
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Brookings' Klein Talks Fed Blind Spots, Bank Runs and Why the U.S. Shouldn't Cover More Deposits
Also, Fed's Bowman warns new rules could enshrine too-big-to-fail; Dalia Blass gets candid about ESG policy responses; a new reporter at Capitol Account
May 19
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Brookings' Klein Talks Fed Blind Spots, Bank Runs and Why the U.S. Shouldn't Cover More Deposits
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Capital Rules, Mergers and Short-Selling: After a Week of Bank Hearings, Potential Policy Responses Emerge
Also, Warren asks FDIC and OCC pointed questions about JPMorgan-First Republic deal; tough sledding for a bipartisan deal on stablecoins
May 18
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Capital Rules, Mergers and Short-Selling: After a Week of Bank Hearings, Potential Policy Responses Emerge
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CEOs of Failed Banks Have an Easier Day Two as House Republicans Set Sights on Regulators
Also, Gensler has a (comparatively) kumbaya SEC open meeting; Republicans say climate policy is distracting Fed from inflation fight and bank oversight
May 17
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CEOs of Failed Banks Have an Easier Day Two as House Republicans Set Sights on Regulators
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Fed Takes Hits as Lawmakers Dig Into Bank Failures
Also, how New York could upend the sovereign debt market; Gensler and Finra's Cook talk regulatory priorities for brokers; ex-PCAOB Chairman Duhnke's…
May 16
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Fed Takes Hits as Lawmakers Dig Into Bank Failures
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Wall Street Was Caught Flat Footed by SEC's Custody Rule. Now Firms Say it May be an Earthquake
Also, Gensler appears to dismiss short-selling ban, while saying he's a fan of mark-to-market accounting
May 15
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Wall Street Was Caught Flat Footed by SEC's Custody Rule. Now Firms Say it May be an Earthquake
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House's Steil Talks SEC Oversight, Proxy Advisors and Gensler's Emails
Also, Uyeda worries SEC rules might encourage less-than-ideal board appointments; Chamber sues SEC -- Again.
May 12
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House's Steil Talks SEC Oversight, Proxy Advisors and Gensler's Emails
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Pot Banking's Chances of Clearing Senate Remain Murky
Also, FDIC makes big firms pay for bank failures; House lawmakers debate who's to blame for SVB's collapse (and the debt limit crisis, too)
May 11
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Pot Banking's Chances of Clearing Senate Remain Murky
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