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Gensler Fends Off Attacks on Agenda (and Some Name Calling) at Marathon House Hearing
Also, pot banking clears Senate panel, but that may be its high point; PCAOB's new board member
16 hrs ago
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Gensler Fends Off Attacks on Agenda (and Some Name Calling) at Marathon House Hearing
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SEC Launches Broad Sweep Into Wall Street's Use of AI, Raising Questions About Broker Conflicts Rule
Also, Republicans likely to press Gensler on Menendez's communications with SEC enforcement chief; bipartisan group of lawmakers urges SEC to…
Sep 26
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SEC Launches Broad Sweep Into Wall Street's Use of AI, Raising Questions About Broker Conflicts Rule
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How 'Sue the Regulators' Became Part of Wall Street's Washington Playbook
Also, Republicans don't like SEC's data analytics rule; Senate Banking postpones flood insurance hearing that Menendez was set to chair
Sep 25
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How 'Sue the Regulators' Became Part of Wall Street's Washington Playbook
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Carlyle Vet Reveals Lessons He Learned Working for Billionaires
Also, CFTC rejects betting on politics; FSOC discusses China and risky non-banks
Sep 22
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Carlyle Vet Reveals Lessons He Learned Working for Billionaires
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A Way Forward on SEC Climate Rule? An Ex-Commissioner Makes His Pitch
Also, hedge fund seeks to leverage Grayscale ruling in fight against SEC activist rules; FDIC's Travis Hill questions climate risks to banks
Sep 21
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A Way Forward on SEC Climate Rule? An Ex-Commissioner Makes His Pitch
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SEC 'Names Rule' for ESG Funds Draws Rare Republican Backing -- and Industry Gripes
Also, Gensler speaks to media; Gruenberg's fix for fight over non-banks is more rules for everyone; pressure grows for SEC on 'human capital'
Sep 20
1
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SEC 'Names Rule' for ESG Funds Draws Rare Republican Backing -- and Industry Gripes
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SEC's Birdthistle Weaves His Way Through Contentious House Hearing
Also, Republican AGs go after auditors and index providers over zero-emission pledges; FDIC names new head of complex institution unit
Sep 19
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SEC's Birdthistle Weaves His Way Through Contentious House Hearing
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Feeling Slighted, Tim Scott Is Losing Patience With SEC's Gensler
Also, brokers (again) push SEC to approve remote inspections; BPI hires a new regulatory advocate -- in London
Sep 18
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Feeling Slighted, Tim Scott Is Losing Patience With SEC's Gensler
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Carson Block Talks Washington's Tightening Vise on Hedge Funds, 'Demonized' Short Sellers and Why He Left California
Also, SEC's Birdthistle set for contentious appearance before House subcommittee; Waters sticks up for CFPB
Sep 15
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Carson Block Talks Washington's Tightening Vise on Hedge Funds, 'Demonized' Short Sellers and Why He Left California
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Another Swing Against Swing Pricing. SEC Investor Advisory Panel Questions Edict for Mutual Funds
Also, House Democrats raise (mild) concerns about bank capital proposal; more Gensler calendar updates; next week's SEC open meeting will be in person!
Sep 14
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Another Swing Against Swing Pricing. SEC Investor Advisory Panel Questions Edict for Mutual Funds
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Better Markets Gathers Regulators (and Warren) for a Day of Bashing Wall Street
Also, SEC's NFT case frustrates a Star Wars-loving Republican commissioner; SEC set to approve ESG names rule
Sep 13
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Better Markets Gathers Regulators (and Warren) for a Day of Bashing Wall Street
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Gensler Faces Off With Senate Banking
Also, House members trek to New York to trash Wall Street's ties to China; SEC sues Virtu; bank trades want regulators to re-propose new capital plan
Sep 12
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Gensler Faces Off With Senate Banking
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