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Market Structure Expert Larry Tabb Dissects SEC's Revamp of Trading Rules
Also, People moves at banking committees; Fed turns away a crypto bank; Scenes from the SEC protest
Jan 27
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Market Structure Expert Larry Tabb Dissects SEC's Revamp of Trading Rules
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Retail Traders are Taking Their Fight Against Wall Street to the SEC -- Literally
Also, Warren chides PCAOB for oversight of FTX's auditors; Schwab pounces on NYSE mayhem to blast SEC's proposed market-structure revamp
Jan 26
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Retail Traders are Taking Their Fight Against Wall Street to the SEC -- Literally
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NYSE Trading Debacle Is Fuel For Gensler's Market-Structure Critics
Also, SEC (again) takes up long-overdue ABS rule inspired by Goldman; Ocasio-Cortez to leave financial services panel
Jan 25
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NYSE Trading Debacle Is Fuel For Gensler's Market-Structure Critics
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Lots of Finance Workers Are (Enthusiastically) Supporting FTC's Plan to Ban Non-Competes
Also, CFTC decision on election bets delayed until late March; Finra's enforcement chief is stepping down
Jan 24
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Lots of Finance Workers Are (Enthusiastically) Supporting FTC's Plan to Ban Non-Competes
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Bad News for Traders: Two Sigma Says Finra Plan May Force Some Back to the Office
Also, SEC Fines Bloomberg $5 million over bond valuation service; Peirce talks crypto; OCC plans summit on emerging bank risks
Jan 23
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Bad News for Traders: Two Sigma Says Finra Plan May Force Some Back to the Office
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Crypto Advocates Talk New Congress, Regulators and Moving Past FTX
Also, a very good day for Sullivan & Cromwell
Jan 20
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Crypto Advocates Talk New Congress, Regulators and Moving Past FTX
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Crypto Turf Fight: a Progressive Attack on CFTC’s Behnam Gets Personal – and Ugly
Also, decoding Hsu's big speech on breaking up banks; DeFi firms reach out to new Congress
Jan 19
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Crypto Turf Fight: a Progressive Attack on CFTC’s Behnam Gets Personal – and Ugly
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An SEC Plan to Make the Treasury Market Safer is Roiling Banks and Hedge Funds
Also, Tim Scott is filling out his Senate Banking team; Executives from Morgan Stanley and D.E. Shaw to lead CFTC advisory panel
Jan 18
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An SEC Plan to Make the Treasury Market Safer is Roiling Banks and Hedge Funds
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SEC's Tussle With Covington Has Huge Implications for Lawyers -- And their Clients
Also, consumer advocates urge tougher rules for credit-rating agencies; OCC's Hsu talks about breaking up big banks
Jan 17
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SEC's Tussle With Covington Has Huge Implications for Lawyers -- And their Clients
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BPI's Baer Talks Bank Capital, His Crypto Skepticism and D.C.'s Anti-Wall Street Views
Also, a top manager plans to leave SEC; Treasury research office discusses financial risks
Jan 13
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BPI's Baer Talks Bank Capital, His Crypto Skepticism and D.C.'s Anti-Wall Street Views
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SEC Ups Ante in Crypto Crackdown by Suing Genesis and Gemini
Also, McHenry names chairs of financial services subcommittees; SBF alleges conflicts at Sullivan & Cromwell
Jan 12
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SEC Ups Ante in Crypto Crackdown by Suing Genesis and Gemini
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Wall Street Has Been Noticeably Quiet About FTC's Proposed Ban of Non-Competes
Also, CFPB continues its clamp down on non-banks; People moves at House Financial Services, regulatory agencies and trade associations
Jan 11
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Wall Street Has Been Noticeably Quiet About FTC's Proposed Ban of Non-Competes
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