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The SEC's Dealer Rule Lingers On
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The SEC's Dealer Rule Lingers On

Also, FSOC meets; confirmation hearing for Atkins and Gould set; senators back CDFI Fund

Mar 20, 2025
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The SEC's Dealer Rule Lingers On
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The SEC’s dealer rule was overturned by a federal judge last November – coincidentally the same day that its main proponent, Gary Gensler, announced his resignation. But although the regulation’s chief backer is gone, aspects of his controversial policy are still kicking, at least in some courts. Getting rid of something, it turns out, can be harder tha…

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