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SEC Investor Panel Joins Industry in Criticizing Predictive Data Rule
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SEC Investor Panel Joins Industry in Criticizing Predictive Data Rule

Also, SEC (very belatedly) bars securitization conflicts; Commission won't get more time to fix buyback regulation

Nov 27, 2023
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SEC Investor Panel Joins Industry in Criticizing Predictive Data Rule
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The SEC’s attempt to regulate how financial advisers use predictive data analytics has sparked fierce resistance in the industry. Now, the agency’s own investor advisory committee is joining the chorus of complaints, arguing that the plan could drive up costs for retail traders and even cause firms to curtail access to basic technology like retirement p…

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