Capitol Account

Share this post

Mutual Funds Join the Long List of Companies That are Ready to Rumble With SEC

www.capitolaccountdc.com

Mutual Funds Join the Long List of Companies That are Ready to Rumble With SEC

Also, House Republicans ask Gensler about agency's WhatsApp use; Enforcement: Wall Street paid the SEC lots of money last year

Nov 2, 2022
Share this post

Mutual Funds Join the Long List of Companies That are Ready to Rumble With SEC

www.capitolaccountdc.com

Add mutual funds to Gary Gensler’s list of financial products and firms that are in need of sweeping changes. Today’s SEC proposal that looks to overhaul how funds handle redemptions and set share prices in times of market stress, quickly proved as divisive as policies he’s pushed for on climate disclosure, stock trading, hedge funds, etc. The plan drew…

Keep reading with a 7-day free trial

Subscribe to Capitol Account to keep reading this post and get 7 days of free access to the full post archives.

Already a paid subscriber? Sign in
© 2023 Capitol Account
Privacy ∙ Terms ∙ Collection notice
Start WritingGet the app
Substack is the home for great writing