Investor Panel Urges SEC to Boost Protections for Online Traders

Also, CFPB name-and-shame registry is set to go live next year

Brokerage firms won a pretty big victory last month when the SEC moved to redo its plan for regulating how financial professionals use artificial intelligence. But the underlying issue – dealing with conflicts of interest that can arise when investment advice collides with new technologies – isn’t going away. In fact, it’s only heating up.

Case in point …