Finra Avoids `Existential Threat' in Court Ruling but Questions Loom
Also, Financial Services Committee makes bipartisan push on AI
Finra dodged a pretty big bullet late last month when the D.C. federal appeals court took a pass on deciding whether the self-regulator was unconstitutional. But a close look at the ruling shows there’s plenty for the organization to be worried about – especially with an incoming Republican administration.
The Nov. 22 decision started by knocking back so…