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Finra Avoids `Existential Threat' in Court Ruling but Questions Loom
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Finra Avoids `Existential Threat' in Court Ruling but Questions Loom

Also, Financial Services Committee makes bipartisan push on AI

Dec 03, 2024
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Finra Avoids `Existential Threat' in Court Ruling but Questions Loom
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Finra dodged a pretty big bullet late last month when the D.C. federal appeals court took a pass on deciding whether the self-regulator was unconstitutional. But a close look at the ruling shows there’s plenty for the organization to be worried about – especially with an incoming Republican administration.

The Nov. 22 decision started by knocking back so…

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