Capitol Account

Capitol Account

Share this post

Capitol Account
Capitol Account
Another Swing Against Swing Pricing. SEC Investor Advisory Panel Questions Edict for Mutual Funds

Another Swing Against Swing Pricing. SEC Investor Advisory Panel Questions Edict for Mutual Funds

Also, House Democrats raise (mild) concerns about bank capital proposal; more Gensler calendar updates; next week's SEC open meeting will be in person!

Sep 14, 2023
∙ Paid

Share this post

Capitol Account
Capitol Account
Another Swing Against Swing Pricing. SEC Investor Advisory Panel Questions Edict for Mutual Funds
Share

With fierce resistance from the industry and bipartisan opposition in Congress, the SEC’s plan to require mutual funds to use swing pricing in times of market stress already seemed like it was in a precarious place. Now, the agency’s influential investor advisory committee may have dealt it a fatal blow.

In a surprising development, the panel recently re…

This post is for paid subscribers

Already a paid subscriber? Sign in
© 2025 Capitol Account
Privacy ∙ Terms ∙ Collection notice
Start writingGet the app
Substack is the home for great culture

Share