A New Proposal for Crypto Regulation From the Head of OTC Markets
Also, SEC meets next week to propose new requirements for hedge funds' confidential filings to regulators
Cromwell Coulson runs the OTC Markets Group, where about 12,000 over-the-counter securities trade. The job has made him a scholar of financial regulation, especially the deep-in-the-weeds SEC (and self-regulator FINRA) rules governing broker-dealers and secondary markets. Among his bona fides, he’s been the chairman of FINRA’s Market Regulation Advisor…
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