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A Former SEC Trial Attorney on Fighting Enforcement `Overreach'

A Former SEC Trial Attorney on Fighting Enforcement `Overreach'

Also, OCC nominee has lengthy list of bank clients; CFPB union applauds court ruling reinstating probationary employees; Pulte sworn in at FHFA

Mar 14, 2025
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A Former SEC Trial Attorney on Fighting Enforcement `Overreach'
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Friday Q and A: The Republican-led SEC is doubling down on its mission to promote capital formation and provide more access to the markets for companies and investors. On the enforcement side, that has meant shifting resources, dropping prominent cases targeting crypto firms and a lot of talk about ending “regulation by enforcement.”

This week we sat dow…

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