Capitol Account | Robert Schmidt | Substack

Also, the men behind the $100 million meme-stock deli are hit with fraud charges

Sep 26

Also, MSCI and S&P Dow Jones try to fend off tougher SEC oversight

Sep 23

Also, SEC union tells Gensler it's good for the planet to let employees work from home

3 hr ago

Also, SEC might not ban PFOF but it still doesn't like it; PCAOB chief says audit watchdog is waking up from its long enforcement slumber

Sep 22

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Senators get their chance tomorrow

Sep 21

Also, how Morgan Stanley lost some hard drives and got hit with a $35 million fine; Biden plans to fill two seats on FDIC board

Sep 20

Also, Gensler speaks on climate rule; Ripple saga could be nearing a conclusion

Sep 19

Also, fund trade groups ask SEC, CFTC to extend comment periods for Form PF proposal

Sep 16

Also, CFPB releases report on report on 'buy now, pay later'

Sep 15

Also, SEC proposes new rules for Treasury market that single out hedge funds and high-speed traders

Sep 14

Also, Republicans issue warning to Finra: Don't wrap retail investors in bubble tape; a final word on Hunt's missing Bitcoin

Sep 13

Also, Citadel Securities pushes back on expanding sub-penny price increments for stock trades; a follow-up on Richard Hunt's missing Bitcoin

Sep 12

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Capitol Account

Where Wall Street Meets Washington: Financial Regulation News

Capitol Account

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